Introduction to the Sustainable Development Goals (SDGs)
A brief introduction to the SDGs and what the University is doing to meet these goals.
Why, who and how – define your goals and key audiences
Engage with your identified audiences effectively & equitably
Identify what matters and measure it - collect and record evidence
How to prepare a 4* case study for the Research Excellence Framework (REF)
By engaging people in our work, we can better understand the problems we are trying to solve and in turn increase opportunities for positive change (impact). Impact creation is a journey of discovery and self-reflection. There's no one-size-fits all approach but there are steps that make the process easier, more efficient, equitable and ultimately, successful.
This toolkit can provide a route map to impact and the essentials for your journey. The guidance, tips, tactics and strategies within this resource span a broad range of experiences and can help you, whatever stage you're at. We signpost effective approaches to research engagement and impact, as well as how you can get support. You can learn from colleagues who have shared their experiences, get inspired, and add your own story when you feel ready.
Aberdeen 2040 and impact beyond academia
The University is committed to being “open to all and dedicated to the pursuit of truth in the service of others.” Aberdeen 2040 is our commitment to using research, teaching, and learning for the common good; to share knowledge, challenge convention and bring positive change wherever possible.
The University is committed to communicating research and learning beyond academia. We want our findings to be available to anyone who wishes to learn. We also want to engage and collaborate with external partners as we plan for the future. This toolkit supports our 2040 commitments and aims to give you practical ways to achieve our ambitions for engaging with the broader world.
Commitments | Interdisciplinary challenges | Sustainable Development Goals
“Our pursuit of truth is shaped by our determination to act in the service of others and the impact we can have on in and on our communities, home and abroad.”
Aberdeen 2040
What do you want to achieve through your research?
Consider the potential impacts (benefits) of your research
Ensure your research is accessible to non-academic audiences
Determine whether you require ethics approval
What is the goal of your research? |
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What are your engagement objectives? |
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What audiences do you want to reach? |
The Comms Team promote University of Aberdeen research and expertise to the world, from ground-breaking research initiatives to the achievements of our staff and students and are the main point of contact for journalists in regional, national, international and specialist media. |
Open research - why it matters |
Open research relates to how research is performed and how knowledge is shared based on the principle that publically funded research should be as open as possible. Transparency, openness, verification and reproducibility are important features of research and innovation. Open research helps to support and uphold these features across the whole lifecycle of research – improving public value, research integrity, reuse and innovation. This means that research needs to be freely available to be viewed and downloaded by anyone with an internet connection, anywhere in the world, without barriers or requiring payment. Steps to ensuring open research:
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Consider the potential impact of your research:
Defining your potential impact:
Check out this 5-step Guide to Research Impact.
Find out how you can get support to plan your potential impact in Section 2.2.
1.3.1 Dissemination of research |
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Dissemination is not engagement but it is an important form of research communication. Dissemination in academia typically involves one-way sharing of research findings with a niche audience. Examples of dissemination include:
Dissemination is a good way to share information about your research - it's most effective if you know who your key audiences are and how they can make use of your findings. |
1.3.2 Effective dissemination - profiling your audience |
To target audiences through dissemination you must understand each audience’s particular characteristics and refine the most appropriate and relevant messaging to appeal to them. You can do this by creating clear audience profiles. Download and complete our ‘Audience profile worksheet’ to help you understand different audiences and what they care most about. You can then frame your research findings to communicate effectively with specific audiences. For example, people regard benefits (gains) and risks (losses) subjectively, depending on their own psychological, emotional, moral or political frameworks. An effective dissemination strategy will appeal to an audience in a way in which the benefits (e.g., lives saved by a new policy) outweigh the risks (e.g., economic or opportunity costs). Now consider messaging channels and timing for engaging with your audience. Traditional news mediaCreating a press release makes you consider the who, what, where, when and why of your research. We’re all fascinated by our own work, but what (about your findings) is new, unusual, surprising, reassuring, or demonstrates change? An effective press release starts with the story rather than burying it behind context. It can be published on your department’s news feed and sent to traditional and new media. But it must be tailored to each. Researchers use press releases in many ways including, to share findings dispassionately, to analyse what results might mean or to raise awareness that research has been completed. Be aware of inter/national campaigns or events relevant to your work because timing your release before, during or just after these can help you gain traction. Your press release should appeal to the media you are targeting – what is newsworthy for a sector-specific journal will differ from what will appeal to a newspaper and its readers. Our Communications Team can help you put together a press release or prepare for an interview. Social mediaSocial media platforms such as LinkedIn, Twitter, Facebook, Instagram, YouTube and TikTok have wide and varied audiences which use them for amusement, entertainment, to stay informed and to network. They can be powerful platforms or huge timewasters. It can be useful to create a personal profile where stakeholders can learn more about you and contact you directly. Whether and how you use social media to support your research may depend on how much you already use it, your target audiences and their preferences. |
1.3.3 Dissemination vs engagement |
Engagement is differs from dissemination in that it seeks to share information. By engaging you seek to establish two-way communication and actively make space for the voices of your non-academic/expert audiences. Engagement is an active process requiring knowledge of a particular audience, their priorities, challenges and/or concerns and a willingness to build relationships with those who have an interest in your research. Examples of engagement include:
There are several benefits of engagement:
The key difference between engagement and dissemination is that you are prepared to listen, whether through active listening or evaluation of engagement activities such as workshops or events. |
1.3.4 Why evaluate engagement? |
Evaluation is a valuable tool that enables you to learn from your experiences and assess the impact (positive change) of your work. Remember those indicators we talked about earlier? Indicators are key to measuring and evaluating engagement and impact. Evaluation is a “process of collecting evidence and reflection that will help you understand the dynamics and effect of your work, and help inform future projects or approaches.” (National Co-ordinating Centre for Public Engagement, NCCPE) It is best to develop your evaluation plan at the beginning of a project, even if you modify it later. This will help you think through what you are trying to achieve (your impact) and ensure you collect relevant data from your project as you go. These tools will help:
Additional tools for specific research areas:
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1.3.5 Research co-design and co-production |
Co-designing researchCo-design in research involves participatory approaches to designing research proposals and the research process itself. This goes beyond consultation to reach equal collaboration between groups or communities affected by or attempting to resolve a particular challenge. A key tenet of co-design is that users, as ‘experts’ of their own experience, become central to the design process. Co-design intentionally involves users and their input to inform or design solutions. Co-producing researchCo-production involves including people who are not researchers but who have a stake in the project, in a shared learning process. This can enhance the quality of your research and help it to bring about positive change. Co-production can include working with participants in a project, patients, carers, service users as well as people from wider society, such as policymakers, community groups, third-sector organisations and businesses. Co-production can take place throughout a project. It may encompass identifying research questions, design and priority setting, governance, co-delivery of research activities, communication of key findings and involvement in knowledge exchange. Read the UKRI’s co-production in research pages for more valuable insights. |
1.3.6 Being aware of accountability, power and culture |
Co-production may raise ethical considerations since it can blur the lines between researcher and participant(s) or other stakeholders. All partners should consider such issues in advance and establish clear lines of responsibility and accountability. Organisational culture and differencesIt is a good idea for each partner to discuss their motivations and expectations around the project. Consider how you intend to manage any tensions between competing accountabilities at the outset. Partners in co-production may come from a wide variety of research organisations, industries, charities, think tanks, policymaking bodies, participant groups and sections of the general public, and from a wide range of countries. Partners may have their own perspectives regarding ethical issues around joint research. Any differences may be due to organisational culture, training, access to research resources and participant populations. Be aware and thoughtful. It is worth seeking to understand partners’ and public attitudes towards the project and any perceptions about conflicts of interest. Ongoing monitoringPartners should agree, plan and implement a process of ethical reflection and monitoring while the research is taking place. Share the responsibility to do this. It will ensure any ethical issues are promptly reported to all organisations involved and appropriate advice is sought from a research ethics committee. It can be helpful to include activities that encourage reflection and negotiation at key points. Learning events with research and innovation partners can be useful. Equitable partnershipsResearchers and innovators should be sensitive to actual or perceived differences in income, status or power. They should follow principles of equitable partnerships to address inherent power imbalances when working with partners, particularly public and community partners where imbalances may be more prominent. Partnerships must be transparent and based on mutual respect. They should hold a clearly articulated understanding of the equitable distribution of resources, responsibilities, efforts and benefits. Partnerships should recognise different inputs, interests and desired outcomes and ensure the ethical sharing and use of data. Ethics reviewPartners should agree a streamlined ethics review process. For example, they may choose to use the research ethics committee of the organisation where the principal investigator is based. Depending on the type of research, the ethics review should, as a minimum, satisfy the requirements of either of the frameworks below:
Where research is to be conducted outside the UK or involves international partners, researchers must establish whether an ethics review is required by non-UK ethics committees. Visit the University’s Research Governance resource page for advice on confidentiality, data protection or ethics. |
1.3.7 Consultancy and knowledge exchange |
Knowledge exchange (KE) is the “enabling of two-way exchange between researchers and research users to exchange ideas, research evidence, experiences and skills” (ESRC). KE activities include collaborative or contract research, consultancy services, Knowledge Transfer Partnerships (KTPs), training, commercialisation of research through start up and spin-out companies. The University’s Research and Innovation department can support you with specialist advice around knowledge exchange, business development, consultancy, intellectual property opportunities, finance, policy and strategy. Learning from othersBelow are a selection of successful collaborations and knowledge exchange partnerships happening at University of Aberdeen: Schools of Law and Natural & Computing Sciences: Collaborating with international partners to protect and manage marine genetic resources School of Psychology: Undertaking KE with farmers to improve safety in the farming industry: Sowing the seeds of safety with non-technical skills Business School: Engaging with policymakers and charity organisations to address equality gaps in eye care access in Scotland More examples can be be found here. Find more details on how to engage with your stakeholders in section 2.1.3 How to engage with stakeholders and beneficiaries |
You must secure ethical approval before starting some types of research.
Follow the links for further guidance:
These websites provide useful guidance on ethical considerations:
UKRI’s Trusted research and innovation page has information about international partnerships and due diligence.
Identify and grow your network
Plan your strategy and find support
2.1.1 Who are my stakeholders and beneficiaries? |
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Stakeholders are organisations, groups or individuals who are affected by or can affect a decision, action or issue related to your research. Beneficiaries are groups or individuals, either at a local, national, or global scale, who are ultimately affected, influenced, or experience an improvement from your research with or without direct contact. Identify your stakeholders and beneficiaries by considering:
Helpful hint: Ask yourself:
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2.1.2 Prioritise stakeholders and beneficiaries |
It isn't always time-effective or feasible to interact with all identified stakeholders. It helps to assess which stakeholders to interact with first by considering:
Make a considered judgement about the value and priority of targeting different stakeholders. Consider the potential risks and impacts of doing so before planning stakeholder and beneficiary engagement activities.
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2.1.3 How to engage with stakeholders and beneficiaries |
Once you have identified and prioritised the stakeholders you want to engage with, tailor your activities and communication strategies. Select engagement activities which suit your research and each stakeholder's needs. When planning engagement activities consider:
Creating and nurturing engagement can take time. You should decide whether you or a member of your team is best placed to oversee these activities. Potential risks to manage during stakeholder engagement include:
Helpful hint: Remember: work through ‘audience profile > message > channel > timing’ in that order. |
2.1.4 When to engage with stakeholders and beneficiaries |
It is useful to consider how to manage expectations and when to engage with the groups identified. Early engagement with stakeholders is often beneficial to establish their needs, identify how best to engage them with the research, build flexibility into engagement plans and manage concerns. Questions to consider:
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2.2.1 Resourcing and costing impact activities |
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How much will your engagement and impact plan cost? These tools can help you plan the budget for engagement and impact activities: |
2.2.2 Involving public and patients |
If you need support to plan for public involvement with your research, the Public Engagement with Research Team is available to provide advice for your engagement activities. |
2.2.3 Engaging with policymakers |
What is policy engagement? The University of Oxford defines policy engagement as: 'an umbrella term describing the many ways that researchers and policymakers connect and explore common interests at various stages in their respective research and policymaking processes. From informal enquiries to formal inquiries, in consultation or sustained collaboration, policy engagement enables researchers and policymakers to improve public policy through making the most of academic evidence, expertise and experience.' The university is a member of several policy engagement networks including: The Scottish Policy and Research Exchange works with research, knowledge mobilisation and policy communities across Scotland to improve how evidence and expertise shapes policy. Join the Brokerage network to access opportunities for relationship building, research-policy engagement, and shared learning. SPRE collates calls for evidence and parliamentary inquiries from all UK parliamentary bodies as well as programmes for government and enquiries for all its members. Universities Policy Engagement Network (UPEN) is a central space for academics, policy actors, and professional services staff across the UK who undertake and support academic-policy engagement. We champion academic policy engagement to strengthen evidence-informed policymaking in the UK. What do we mean by policy and policymakers? “Public policy is whatever governments choose to do or not to do.”
Policymakers can include: The policy landscape in the UK Parliament and the Government are different. They have different roles and do different things. What's the difference between the Scottish Parliament and Government? What's the difference between the UK Parliament and Government? How research evidence contributes to policy: Inclusion in the policy agenda: evidence helps to identify new problems or, through the accumulation of evidence, we are able to capture the magnitude of a problem so that the relevant political players are aware that they are facing an important issue. Formulation: following understanding of a situation and the different courses of action are as detailed and complete as possible, policymakers may rely on evidence to make informed decisions about how to design and implement a policy (including the different aspects that define it). This includes knowledge of the instrumental links between an activity and a result as well as an intervention’s expected cost and impact. Implementation: operational evidence to improve the efficiency of initiatives. This may include analytical work as well as systematic learning with regard to technical abilities, expert knowledge and practical experience. Monitoring and assessment: A process of comprehensive monitoring and assessment is essential to determine the efficiency of the policy implemented and to provide the basis for future decision making. Routes to engagement and impact: There are many different tools to use to gain the attention of policy actors – written policy briefs may be effective but are unlikely to be read unless a relationship has already been established. Careful consideration needs to be given to which method or combination of methods is likely to be effective regarding nature of the message, the current needs of policy actors, and the culture of the organisation you are dealing with. Policy Briefs Policy briefs are distinctive in their focus on communicating the practical implications of research to a specific audience. Guidance on how to write an effective policy brief here. Workshops or seminars to present new research; these may be successful in attracting interested policy officials, provided they are short, held in a convenient nearby location, and preferably have a well-known name as speaker or discussant. It is also of course necessary first to have been able to identify the relevant people to invite and been able to contact them. Blogs and publication on online platforms with an academic and research orientation such as The Conversation, SPRE or UPEN blogs. Responding to consultations: providing serious and well-evidenced responses to consultative exercises by government (consultative documents) or parliament (usually in the form of calls for evidence to assist Select Committee inquiries). Good submissions may have an immediate impact on the development of government’s policy thinking on the topic, or in the case of Select Committees result in an invitation to give oral evidence. Responding to POSTtnotes contributions to four-page briefings prepared by the POST team at UK Parliament reviewing emerging areas of research, the challenges they may pose and the solutions potentially required to address them. POSTnotes are one of the many ways in which unversities are helping shape government policy, setting the national and international agenda on topics likely to impact wider society. Using Areas of Research Interest (ARIs) database to inform research design, engagement strategy. ARIs give details about the main research questions facing UK government departments. Contact with legislators Sometimes it may be easier to make contact with and cultivate relationships with individual backbench members with a specific interest in a topic than with government ministers or officials. In the UK parliament there is a vast number of All-Party Parliamentary Groups (APPGs), some with a focus on a particular country and some subject-focused. These have no formal status in parliamentary proceedings, but amongst their members there will be some who have the potential to be genuine and serious champions of an issue or a particular line of research. Media appearances Availability for interviews or comment on current news stories, in the broadcast or print media, can enable researchers to establish visibility and a personal brand, and pave the way for their own original work to be noticed in policy circles. Universities can help to channel media requests to the most appropriate person. However, media work can be time-consuming and (for some) stressful, and leave researchers with little control over how they or their work is presented. |
2.2.4 Engaging with industry |
Contact the Impact & Knowledge Exchange Team if you are interested in establishing research collaborations or strategic partnerships with the industry. |
2.2.5 Public and Community Engagement |
The National Co-ordinating Centre for Public Engagement offers excellent guides on how to organise your own public engagement activities. Its guidance and best practice covers many areas such as understanding target audiences, partnership working, funding and how to successfully evaluate your projects. The ESRC has also produced a very useful toolkit for social science researchers. Contact the Impact Team to discuss getting started with knowledge exchange or public engagement. The University’s Research and Innovation department can also support you with specialist advice around knowledge exchange, training, commercialisation, business development, consultancy, intellectual property opportunities, finance, policy and strategy. Talk with the Stakeholder Engagement Team for help to manage your relationships with stakeholders. |
Define how you will measure change
Planning ahead can help you track the difference your research is making
Types of evidence to consider
Keeping track of developments will help you to anticipate your next move
Keep evidence secure and indexed for future use
Your approach to evidencing impact will be dependent on the impact that has been (or is hoped to be) achieved. Remember those indicators..?
Pre-determined quantitative and/or qualitative indicators can help you evidence impact and provide valuable data that can be used to inform funding applications, reports to funders and/or impact case studies for REF.
Quantitative evidence can include attendance data, patient numbers, sales, statistics or organisation uptake. Quantitative evidence should be collected to describe the reach of the impact, i.e. the spread or breadth of influence or effect on society. Reach is not assessed in purely geographic terms, nor in terms of absolute numbers of beneficiaries, but rather based on the spread or breadth to which society has been affected.
Qualitative evidence consists of information that is better expressed without numbers, such as the contents of interviews, images, recordings, and videos. Qualitative evidence helps others to understand the context of the issue and the significance of the impact of your research and can include written reports, testimonials and case studies.
A best practice guide for collecting research impact evidence can be found here.
Collect evidence to help demonstrate a clear link between your research and its impact. Think about what it is you want to achieve from each activity (your outcomes), this will help determine what you should measure and inform your impact evaluation.
Collect qualitative and quantitative information whenever possible. There are some great examples available in the public domain:
Consider:
Discuss the need to collect evidence of research with your stakeholders at an early stage so that they are aware of your requirements and the reasons behind them (i.e. for REF).
You can then test your findings against your original aims and objectives or Theory of Change (ToC) if you have developed one.
What is Theory of Change?
Funders are increasingly using ToCs to understand how a project will measure and evaluate impact to evidence change. ToCs are essentially a comprehensive description and illustration of how and why a desired change is expected to happen in a particular context. It is focused in particular on mapping out or “filling in” what has been described as the “missing middle” between what a program or change initiative does (its activities or interventions) and how these lead to desired goals being achieved. Find our more about ToCs here.
Helpful hint
Here are ten types of evidence to consider:
Testimonial letters as evidence for REF impact case studies tend to be high value so its important to consider what needs to be covered in the testimonial and when to time your request for the testimonial to showcase maximum impact.
Download this resource 10 types of evidence with more information on the eight types of evidence, what each can provide and how to get it.
Get support planning or making sense of your evidence by contact the central impact team (impact@abdn.ac.uk).
The UK’s Research Excellence Framework (REF) defines impact as “an effect on, change or benefit to the economy, society, culture, public policy or services, health, the environment or quality of life, beyond academia”.
For the purposes of the REF, an impact case study serves as a showcase demonstrating how research has impact on wider society and the economy. Each case study assessed by a panel of assessors (consisting of academic experts and experienced laypersons). The case study is a five-page document which contains carefully constructed and pertinent information about the research and a description of its impact, including details of beneficaries and evidence of any impact.
Impact accounts for 25% of overall scores in the REF and contributes to the funding (REG) allocation each instiution recieves. A single case study can be worth as much as £2 million over a whole REF cycle (6 years).
REF2021 Impact case studies submitted by UK institutions can be found here.
Seven key tips for writing your impact case study:
Finally, download the template with the recommended structure for writing a case study: Impact case study guidance checklist.pdf
High-scoring case studies share several similar qualities:
Browse examples of high-scoring case studies: REF2021: 4* impact case studies.
Useful guide: What makes a 4* research impact case study for REF2021?
This research toolkit was developed in collaboration with the Research Retold team .